CARE Securities

Series 7

Regulated by FINRA · administered nationwide.

FINRA / NASAA regulated content
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Exam at a glance

125
Scored Questions
225 min
Time Limit
72%
Passing Score
2,492
Practice Bank
73 topics

Source: FINRA Series 7 content outline (www.finra.org, fetched 2026-08-25).

Official FINRA Major Job Function breakdown

CARE's practice sessions and mock exam reproduce this exact regulator-published weighting — not an even split across topics.

  • Seeks Business for the Broker-Dealer from Customers and Potential Customers7.2%
  • Opens Accounts and Obtains Customer Information8.8%
  • Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records72.8%
  • Obtains and Verifies Customer Purchase and Sales Instructions and Agreements; Processes, Completes and Confirms Transactions11.2%

Regulator-sourced questions

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