CARE Securities

SIE (Securities Industry Essentials)

Regulated by FINRA · administered nationwide.

FINRA / NASAA regulated content
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Server-graded, regulator-sourced questions — the same question bank behind CARE's full SIE (Securities Industry Essentials) prep. See how you'd score before you commit to anything.

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Exam at a glance

75
Scored Questions
105 min
Time Limit
70%
Passing Score
1,255
Practice Bank
286 topics

Source: FINRA SIE (Securities Industry Essentials) content outline (www.finra.org, fetched 2026-08-25).

Official FINRA Section breakdown

CARE's practice sessions and mock exam reproduce this exact regulator-published weighting — not an even split across topics.

  • Knowledge of Capital Markets16%
  • Understanding Products and Their Risks44%
  • Understanding Trading, Customer Accounts and Prohibited Activities31%
  • Overview of Regulatory Framework9%

Regulator-sourced questions

Every fact cited to the official source

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Readiness tracking

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